Your company has a sprawling IT estate. And if you work with—or in—the financial industry, regulatory audits are inevitable.

Unlike audits from vendors, IT audits by regulatory bodies require compliance based on levels of maturity. This relates to the size and complexity of your organization. As audits recur, which is likely, you can build on the experience to make your IT more secure, better controlled and ready to adapt to changing technology.

Join Flexera’s Mike McGraw and FinTech veteran John Schwartzenberger to see how regulatory agencies like the Federal Financial Institutions Examination Council (FFIEC) audit financial organizations like yours, and how a proactive approach to program building can set your business up for success beyond the audit. Discover:

  • Why regulation is necessary to avoid potential pitfalls
  • What time and resource costs are typically associated with financial regulation
  • What key challenges regulatory audits pose
  • How companies at different levels of maturity respond to an audit
  • What you can do to prepare and prosper

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